Settlement¶
This page explains how settlement works for suppliers on the Energy Substantiation platform.
Overview¶
Settlement occurs in two scenarios:
- Offer Settlement - When your offer matches and you receive payment
- Burn Settlement - When tokens are burned against your fills
Offer Settlement¶
When your offer matches at the daily auction:
What Happens¶
- Fill Created - A fill record is created with your terms
- Payment Credited - You receive payment to your internal balance
- Spread Held - Financing spread is held in a separate account
- Obligation Recorded - Your reserve balance reflects the new obligation
Payment Calculation¶
Spread = Reference Price × Discount × Years × Quantity
You Receive = Reference Price × (1 - Discount × Years) × Quantity
Timeline¶
| Day | Event |
|---|---|
| T+0 | Auction matches your offer |
| T+1 | Payment credited to internal balance |
| Ongoing | Financing accrues over the financing duration |
Example: Offer Settlement¶
| Field | Value |
|---|---|
| Reference Price | $100 |
| Quantity | 1,000 tokens |
| Clearing Discount | 5% |
| Financing | 36 months (3 years) |
Settlement:
| Item | Calculation | Amount |
|---|---|---|
| Gross Value | $100 × 1,000 | $100,000 |
| Spread | $100 × 5% × 3 × 1,000 | $15,000 |
| You Receive | $100,000 - $15,000 | $85,000 |
The $15,000 spread is held and accrues to platform fees over 36 months.
Burn Settlement¶
When an investor burns tokens, the system allocates the burn to supplier fills.
What Happens¶
- Burn Allocated - System selects your fill(s) per the allocation algorithm
- Obligation Reduced - Your reserve balance increases (toward zero)
- Financing Settled - Earned financing stays; unearned is refunded
- Payment Made - You pay the burn settlement to the Energy Substantiation platform
Financing Refund¶
When tokens burn before your financing period ends, unearned financing is refunded to you:
Days Elapsed = Burn Date - Fill Date
Total Days = Financing End Date - Fill Date
Earned Ratio = Days Elapsed / Total Days
Earned = Total Financing × Earned Ratio
Unearned = Total Financing - Earned
Refund = Unearned × (Burn Quantity / Remaining Quantity)
Example: Burn Settlement¶
Original fill:
| Field | Value |
|---|---|
| Quantity | 1,000 tokens |
| Discount | 5% |
| Financing Period | 36 months |
| Total Financing | $15,000 |
| Fill Date | January 1, 2024 |
| Financing End Date | January 1, 2027 |
Burn event (12 months later):
| Field | Value |
|---|---|
| Burn Date | January 1, 2025 |
| Burn Quantity | 500 tokens (50%) |
| Reference Price at Burn | $95 |
Financing calculation:
| Item | Calculation | Amount |
|---|---|---|
| Days Elapsed | 365 days (1 year) | |
| Total Days | 1,095 days (3 years) | |
| Earned Ratio | 1 / 3 | 33.3% |
| Refund Ratio | 2 / 3 | 66.6% |
| Earned Financing | $15,000 × 33.3% | $5,000 |
| Unearned Financing | $15,000 × 66.6% | $10,000 |
| Refund | $10,000 × 50% (burn qty) | $5,000 |
After burn:
| Item | Before | After |
|---|---|---|
| Quantity Remaining | 1,000 | 500 |
| Financing Consumed | $0 | $5,000 |
| Financing Refunded | $0 | $5,000 |
| Financing Remaining | $15,000 | $5,000 |
Buy-Back Settlement¶
When you voluntarily buy back obligations:
Key Difference from Burns¶
- Burns refund unearned financing to you
- Buy-backs forfeit unearned financing to platform fees
Why the Difference?¶
You initiated the buy-back, so there's no refund. The unearned financing goes to the platform as a fee for early termination.
Example: Buy-Back Settlement¶
Same fill as above, but you initiate a buy-back instead of a burn:
| Item | Calculation | Amount |
|---|---|---|
| Unearned Financing | $10,000 | |
| Buy-Back Quantity | 50% | |
| Forfeited | $10,000 × 50% | $5,000 |
The $5,000 goes to platform fees, not back to you.
Settlement Records¶
Each settlement creates records you can review:
Fill Record Updates¶
| Field | Description |
|---|---|
Supply Quantity Remaining |
Tokens still outstanding |
Supply Financing Consumed USD |
Financing earned (accrued) |
Supply Financing Refunded USD |
Financing returned on burns |
Supply Financing Forfeited USD |
Financing lost on buy-backs |
Transaction Records¶
Each settlement creates transaction entries showing:
- Amount paid/received
- Fee breakdown
- Balance changes
Settlement Summary¶
| Event | Your Obligation | Financing |
|---|---|---|
| Offer matches | Increases | Held in financing account |
| Token burned | Decreases | Unearned refunded |
| You buy back | Decreases | Unearned forfeited |
Next Steps¶
- Financing - How financing accrues over time
- Buy-Backs - Retiring obligations early
- The Auction - How matching works